News Archive

Dual Class Voting Structures

In this podcast, Ken Bertsch – Executive Director of the Council of Institutional Investors – discusses Snap’s IPO & more, …

“Fix-It” Shareholder Proposals

In this podcast, Hogan Lovells’ Alan Dye discusses “fix-it” shareholder proposals, including: – What are “fix-it” shareholder proposals? – How …

Technology’s Impact on Securities Laws & Old Dogs

Covering all the latest, Broc & John discuss the impact of technology on the securities laws & old dogs.

Deal Lawyer as SEC Chair (+ “Weekend at Bernies”)

Covering all the latest, John & Broc discuss a deal lawyer as the SEC Chair & the beauty of “Weekend …

OTC Market & Absence of Snow

Covering all the latest, John & Broc discuss DERA’s OTC white paper & the absence of snow.

Impact of Trump Presidency on Corporate & Market Regulation

Aaron Cutler – Hogan Lovells Partner & Former Senior Advisor to House Majority Leader Eric Cantor – discusses what the …

Directors Who Insider Trade & SEC’s “Link to Exhibits” Proposal

Covering all the latest, Broc & John discuss directors who conduct illegal insider trading during a board meeting – and …

Corporate Officer Liability & World Series

Covering all the latest, John & Broc discuss corporate officer liability & the World Series battle of Cubs v. Indians.

Shareholder Proposal Reform & Sports Blogs

Covering all the latest, Broc & John discuss shareholder proposal reform & sports blogs.

Dodd-Frank Reform & Dinosaurs

Covering all the latest, Broc & John discuss efforts in Congress to repeal Dodd-Frank & dinosaurs.

Disclosure Overload & New Fall TV Season

Covering all the latest, John & Broc discuss disclosure overload & the new Fall TV season.

Director Compensation & Smithsonian Museums

Covering all the latest, John & Broc discuss director compensation & Smithsonian museums.

Latest SEC Enforcement Developments

Former members of the SEC’s Division of Enforcement Pravin Rao & Jose Lopez of Perkins Coie discuss the latest SEC enforcement …